-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OHEa7/YRuQgUnAygy6nL6LfqLGxuMzvxJf0amKkZDpeoOe8YX7ChdKEVwwrlN1+S VyaCyDDyGFyAOTuzj2WrJA== 0000046080-97-000001.txt : 19970225 0000046080-97-000001.hdr.sgml : 19970225 ACCESSION NUMBER: 0000046080-97-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970205 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HASBRO INC CENTRAL INDEX KEY: 0000046080 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 050155090 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10535 FILM NUMBER: 97518655 BUSINESS ADDRESS: STREET 1: 1027 NEWPORT AVE STREET 2: P O BOX 1059 CITY: PAWTUCKET STATE: RI ZIP: 02861 BUSINESS PHONE: 4014318697 FORMER COMPANY: FORMER CONFORMED NAME: HASBRO BRADLEY INC DATE OF NAME CHANGE: 19850814 FORMER COMPANY: FORMER CONFORMED NAME: HASBRO INDUSTRIES INC DATE OF NAME CHANGE: 19840917 FORMER COMPANY: FORMER CONFORMED NAME: HASSENFELD BROTHERS INC DATE OF NAME CHANGE: 19720615 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HASSENFELD ALAN G CENTRAL INDEX KEY: 0000916371 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1027 NEWPORT AVE CITY: PAWTUCKET STATE: RI ZIP: 02861 BUSINESS PHONE: 4014318697 SC 13G/A 1 Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Amendment No. 19) Under the Securities Exchange Act of 1934 Hasbro, Inc. - ------------ (Name of Issuer) Common Stock, Par Value $.50 Per Share - -------------------------------------- (Title of Class of Securities) 418 056 10 7 - -------------- (CUSIP Number) Check the following box if a fee is being paid with this statement ( ). (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person ------------------------------------------------- Alan G. Hassenfeld 2. Check the Appropriate Box if member of a Group* ----------------------------------------------- (a) ( ) (b) (X) 3. SEC Use Only 4. Citizenship or Place of Organization ------------------------------------ United States Number of Shares Beneficially Owned by Each Reporting Person With: ------------ 5. Sole Voting Power ----------------- 7,258,667 6. Shared Voting Power ------------------- 931,639 7. Sole Dispositive Power ---------------------- 7,258,667 8. Shared Dispositive Power ------------------------ 931,639 9. Aggregate Amount Beneficially Owned by Each Reporting Person ------------------------------------------------------------ 8,190,306 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* ------- 11. Percent of Class Represented by Amount in Row 9 ----------------------------------------------- 9.5 12. Type of Reporting Person* ------------------------- IN,00 The following Items of my statement on Schedule 13-G are hereby amended: Item 4. Ownership: ---------- (a) Amount Beneficially Owned: 8,190,306 (b) Percent of Class: 9.5 (i) sole power to vote or to direct the vote..........................7,258,667* (ii) shared power to vote or to direct the vote............................931,639** (iii) sole power to dispose or to direct the disposition of................7,258,667* (iv) shared power to dispose or to direct the disposition of..................931,639** - --------- *Includes (a) 381,083 shares which may be purchased upon exercise of presently exercisable options and options exercisable within 60 days hereof; (b) 3,951,521 shares held by the Merrill Hassenfeld Trust, of which Mr. Hassenfeld is sole trustee; and (c) 368,599 shares held by the Alan Hassenfeld Trust, of which Mr. Hassenfeld is sole trustee. **Includes (a) 416,098 shares owned by Mr. Hassenfeld and another as trustees of the Stephen Hassenfeld Trust; (b) 68,541 shares owned by Mr. Hassenfeld and others, as trustees for the benefit of his mother and her grandchildren; and (c) 447,000 shares owned by the Hassenfeld Foundation, of which Mr. Hassenfeld is one of the officers and directors. Mr. Hassenfeld disclaims beneficial ownership of these shares. Item 6. Ownership of More than Five Percent on Behalf of Another Person: ------------------ An aggregate of 4,020,062 shares of Common Stock are held by Mr. Hassenfeld, as a trustee of two trusts. His mother, Sylvia K. Hassenfeld, has the right to receive any dividends from the shares held in these trusts. An aggregate of 686,098 shares of Common Stock are held by Mr. Hassenfeld as trustee of the Stephen Hassenfeld Trust, a charitable lead trust whose beneficiary is the Hassenfeld Foundation. An aggregate of 447,000 shares of Common Stock are held by the Hassenfeld Foundation, a charitable foundation. All assets of the Hassenfeld Foundation are devoted to the charitable purposes of the Foundation. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 03, 1997 ----------------- /s/ Alan G. Hassenfeld ---------------------- Signature Alan G. Hassenfeld ------------------ Name/Title: -----END PRIVACY-ENHANCED MESSAGE-----